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arXiv 提交日期: 2026-05-03
📄 Abstract - Principles and Guidelines for Randomized Controlled Trials in AI Evaluation

This work establishes a foundational framework for standardizing AI evaluation RCTs (sometimes called human uplift studies). Drawing on established experimental practices from disciplines with established RCT traditions, including software engineering, economics, clinical and health sciences, and psychology, we adopt the (Shadish et al., 2002) four-validity framework and extend it with a fifth principle on transparency, repeatability, and verification adapted from the Transparency and Openness Promotion (TOP) Guidelines (Center for Open Science, 2025). We operationalize all five principles into 33 guidelines adapted for AI evaluation RCT contexts, expressed as requirements with rationales, implementation instructions, and evidence bases. We position the principles and guidelines as serving three key roles for AI evaluation RCTs: a design tool for planning studies, an evaluation rubric for assessing existing work, and a blueprint for standard setting as the field converges on norms. Our framework extends prior work by centering evaluation on human performance rather than model output alone, formalizing causal inference through RCT methodology for AI contexts, integrating heterogeneity analysis and practical significance assessment, implementing a graded transparency and repeatability framework, and addressing AI-specific challenges including model versioning, human-AI interaction dynamics, contamination and spillover effects, and equitable impact assessment.

顶级标签: llm evaluation
详细标签: randomized controlled trials benchmark causal inference human-ai interaction transparency 或 搜索:

人工智能评估中随机对照试验的原则与指南 / Principles and Guidelines for Randomized Controlled Trials in AI Evaluation


1️⃣ 一句话总结

本文为AI评估中的随机对照试验(RCT)建立了一套包含33条具体指南的框架,在传统四维度有效性评估基础上增加透明度与可重复性原则,帮助研究者更科学地衡量AI对人类实际表现的提升效果,而不仅仅是模型本身的准确性。

源自 arXiv: 2605.02050